Improving Your Document and Filing Management: A Step-by-Step Guide

Posted by Bob Loblaw on Tue, Oct 08, 2019

Well-maintained filing and document management system help businesses to remain compliant with record keeping regulations, avoid security risks, and improve their workflow and productivity. As you turn to evaluating your own records management, questions to ask yourself include what are the greatest weaknesses in your system, and what steps can you take to improve your overall records management practices?

Learn more about different types of document and records management, where to look for improvements, and why it’s crucial to be regularly updating and improving your management systems.

QLS-Improving-Document-and-Filing-Management-A Step-by-Step Guide


Evaluating Your Current System

A well-maintained document management system helps businesses to remain compliant with record keeping regulations, avoid security risks, as well as streamline the overall workflow and productivity of the company.

As you evaluate your own office or organizations’ record management policies, the first questions to ask yourself are the following:

•  What greatest weakness in your system?
•  What steps can you take to improve your overall document management practices?

What is a Document Management System?

A record management system is defined as the practice of classifying, organizing, and managing a companys documents from their creation to the time they’re disposed. There are two main types of systems:

1. Traditional Paper Management

Paper Filing ManagementAs the name suggests, paper record management systems center around the storage and management of hard-copy documents.

Papers are typically either managed in-house or stored offsite if there is a large volume of records. While each has its own advantages, the strategy that best suits you depends on the individual business environment.

2. Electronic Records Management

On the flip side of paper, an electronic records management system focuses on intangible digital files.

Electronic records are more accessible and easy to distribute, meaning digital records management systems need to include extra considerations for ensuring file security and authenticity.

The Dangers of Poor Record Keeping

With poor record management at the center, there are a range of risks that ripple out in all directions including productivity issues, legal considerations, and security concerns.

The impact of disorganized record management systems is far-reaching and can lead to serious problems down the road.

Legal & Regulatory Noncompliance

Electronic Management Team Work

Laws like HIPPA, FACTA, and the GLBA have stiff financial penalties for records management systems that fail to protect consumer information. Fines for a single HIPPA violation can reach as high as $50,000—making it crucial to keep systems up to date with the latest industry regulations.

Security Risks

An unorganized records management system can create more cracks for sensitive information to slip through. For just a few examples, poor records management can lead to employee theft or negligence, and in the event of fire or flood it could mean losing your entire record archive.

Low Productivity

When there is folder after folder of documents stuffed into filing cabinets without any specific order, tracking down, and refining records is far from time-efficient. While time itself is money, the other cost-factor to keep in mind is space—the less room your records take, the more room you have for revenue-generating purposes.

Improving Your System

As time passes and technology advances there are always new types of record formats to manage, security threats to prevent, and implementation roadblocks to consider—meaning there’s never enough room for improvement within the modern records management system.

Improving Paper Record Management

Record Retention Plans 

Improve Paper Record ManagementRecord retention programs are set timetables for how long to store records and when to shred them. By organizing how records are stored you’re able to get the duel-benefit of saving valuable office space while also simplifying legal compliance.

Disaster Recovery Plans

When records are stored in an office, they’re at risk of theft, fire, or flood, making it important that you’re prepared for disaster. To mitigate these risks, information can be kept at storage facilities with fire-suppressant and climate-control systems as well as guarded perimeters and 24/7 surveillance.

Internal Audit Programs

After establishing and implementing a records management program, it’s important to also implement a system for tracking the strengths and weaknesses of your program. By regularly monitoring, you’re able to continue improving and fine-tuning your record management system.

Improving Digital Records Management

Go Digital Go PaperlessEvaluate Storage Methods

Be sure you’re using the system to best fit your business. For large companies, DMS software is better equipped to handle workload, while for smaller businesses or those with remote employees, cloud storage is the better choice.

Back Up Data & Documents

It’s important to have a 2nd copy just-in-case. Like disaster recovery plans, backing up data helps to prepare for the worst and provide a strategy for quickly restoring systems should fire, flood, or other damage occur

Audit & Accountability Programs

There’s never enough room for improvement, and while a records management system can be bolstered with regular data back ups and the right choice in how to manage information, by implementing an audit program you can continue to build on and refine your system.

Does Your Filing Management Need Improvement?

Join other companies both large and small who we’ve helped to tune-up and improve their digital and hard-copy records management. Feel free to fill out a form or give us a call at(716) 852-2203 or (800) 859-2203 to speak to a Specialist for a free quote.

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How does your company manage information such as files, documents, and/or records? Do you still use hard copy paper files? Or has your Business gone digital? Perhaps a hybrid of both? We love hearing about different experiences and what works for you.


Topics: Document Management Solutions, Document Management Software, Paperless Office, Paperless Filing, Waste Reduction, Document Scanning Solutions, Business Tips and Solutions